Form 4 for DSP Viant Technology Inc.
Accepted 2023-03-14 00:00:00 ET · period of report 2023-03-07 · accession 0001209191-23-018762 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-14 | 2023-03-10 | DSP | Vanderhook Christopher | COO, Dir | D - Sale to Iss | $4.13 | -35.1K | 411.7K | -8% | -$145.0K |
| D | 2023-03-14 | 2023-03-07 | DSP | Vanderhook Christopher | COO, Dir | A - Grant | $0.00 | +180.2K | 446.8K | +68% | $0 |
| D | 2023-03-14 | 2023-03-07 | DSP | Vanderhook Christopher | COO, Dir | A - Grant | $0.00 | +381.6K | 381.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-10 | D | D | 35,100 | $4.13 | 411,747 | D | — | — | (F2) Represents shares repurchased by the Issuer from the Reporting Person in the amount of estimated taxes to be paid by the Reporting Person in connection with the vesting of 66,666 restricted stock units on March 10, 2023. |
| 2 | Common | Class A Common Stock | 2023-03-07 | A | A | 180,180 | $0.00 | 446,847 | D | — | — | (F1) Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units ("RSUs"). The award vests in equal annual installments over two (2) years, with 50% of the RSUs vesting on each of the first two (2) anniversaries of March 10, 2023, subject to the Reporting Person's continued service to the Issuer. |
| 3 | Derivative | Non-qualified Stock Option (Right to Buy) | 2023-03-07 | A | A | 381,632 | $0.00 | 381,632 | D | $4.44 · — to 2033-03-07 | 381,632 Class A Common Stock | (F3) The shares subject to the option have a two-year vesting schedule. 50% vest on the first anniversary of March 10, 2023. The balance will vest 12.5% quarterly thereafter until fully vested, subject to the Reporting Person's continued service to the Issuer through the applicable vesting dates. |