Form 4/A for HLIT HARMONIC INC.
Accepted 2023-03-15 00:00:00 ET · period of report 2023-03-01 · accession 0001209191-23-019055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2023-03-15 | 2023-03-01 | HLIT | Kalra Sanjay | SVP, CFO | M - OptEx | $0.00 | +12.5K | 183.6K | +7% | $0 |
| DA | 2023-03-15 | 2023-03-01 | HLIT | Kalra Sanjay | SVP, CFO | F - Tax | $13.05 | -6,581 | 177.0K | -4% | -$85.9K |
| DA | 2023-03-15 | 2023-03-01 | HLIT | Kalra Sanjay | SVP, CFO | M - OptEx | $0.00 | -12.5K | 75.0K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | M | A | 12,500 | $0.00 | 183,613 | D | — | — | (F1) This Form 4A corrects an error in the total number of shares beneficially owned by the Reporting Person, which was overstated by 22,707 shares in the initial Form 4 filing. |
| 2 | Common | Common Stock | 2023-03-01 | F | D | 6,581 | $13.05 | 177,032 | D | — | — | (F2) Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Unit | 2023-03-01 | M | D | 12,500 | $0.00 | 75,000 | D | $0.00 · 2022-09-01 to 2024-09-01 | 12,500 Common Stock |