Form 4 for TDG TransDigm Group
Accepted 2023-03-17 00:00:00 ET · period of report 2023-03-15 · accession 0001209191-23-019477 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-03-17 | 2023-03-15 | TDG | Howley W Nicholas | Dir | S - Sale+OE | $701.38 | -6,500 | 22.6K | -22% | -$4.56M |
| DI | 2023-03-17 | 2023-03-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $173.29 | +6,500 | 28.0K | +30% | +$1.13M |
| DI | 2023-03-17 | 2023-03-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -6,500 | 123.7K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-15 | S | D | 200 | $709.14 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | |
| 2 | Common | Common Stock | 2023-03-15 | S | D | 120 | $696.28 | 27,927.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $695.46 - $696.30. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2023-03-15 | S | D | 615 | $697.45 | 27,312.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $696.87 - $697.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2023-03-15 | S | D | 1,047 | $698.28 | 26,265.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $697.87 - $698.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2023-03-15 | S | D | 320 | $707.35 | 22,167.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F12) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $706.79 - $707.74. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2023-03-15 | S | D | 719 | $699.56 | 25,546.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $699.00 - $699.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2023-03-15 | S | D | 743 | $700.47 | 24,803.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F6) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $700.00 - $700.94. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 8 | Common | Common Stock | 2023-03-15 | S | D | 420 | $708.31 | 21,747.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F13) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $707.94 - $708.615. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 9 | Common | Common Stock | 2023-03-15 | S | D | 8 | $705.90 | 22,487.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F11) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $705.51 - $706.33. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock | 2023-03-15 | S | D | 149 | $704.88 | 22,495.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F10) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $704.41 - $705.405. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 11 | Common | Common Stock | 2023-03-15 | M | A | 6,500 | $173.29 | 28,047.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |
| 12 | Common | Common Stock | 2023-03-15 | S | D | 1,428 | $701.70 | 23,375.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F7) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $701.01 - $701.975. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 13 | Common | Common Stock | 2023-03-15 | S | D | 641 | $702.48 | 22,734.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F8) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $702.01 - $702.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 14 | Common | Common Stock | 2023-03-15 | S | D | 90 | $703.48 | 22,644.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F9) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $703.155 - $704.05. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 15 | Derivative | Stock Option | 2023-03-15 | M | D | 6,500 | $0.00 | 123,690 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $173.29 · 2019-09-30 to 2024-11-13 | 6,500 Common Stock | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |