Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2023-03-17 00:00:00 ET · period of report 2023-03-15 · accession 0001209191-23-019519 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-17 | 2023-03-01+ | AWR | SPROWLS ROBERT J | Pres, CEO | A - Grant | $81.07 | +9,087 | 171.0K | +6% | +$736.6K |
| 2023-03-17 | 2023-03-15 | AWR | SPROWLS ROBERT J | Pres, CEO | F - Tax | $86.73 | -4,189 | 166.8K | -2% | -$363.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-03-01 | A | A | 38.77 | $86.91 | 161,968.48 | D | — | — | (F1) DER units credited on 03/01/2023 as dividend at FMV |
| 2 | Common | Common Shares | 2023-03-15 | F | D | 4,188.87 | $86.73 | 166,827.52 | D | — | — | (F3) 4188.8705 shares withheld to satisfy tax liability. |
| 3 | Common | Common Shares | 2023-03-03 | A | A | 593.35 | $0.00 | 162,561.82 | D | — | — | (F2) Updated DRIP |
| 4 | Common | Common Shares | 2023-03-15 | A | A | 8,454.57 | $86.73 | 171,016.39 | D | — | — |