Form 4 for NTNX Nutanix, Inc.
Accepted 2023-03-17 00:00:00 ET · period of report 2023-03-15 · accession 0001209191-23-019698 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-17 | 2023-03-15 | NTNX | RAMASWAMI RAJIV | Pres, CEO, Dir | M - OptEx | $0.00 | +107.9K | 401.1K | +37% | $0 |
| D | 2023-03-17 | 2023-03-15 | NTNX | RAMASWAMI RAJIV | Pres, CEO, Dir | F - Tax | $24.72 | -47.4K | 370.8K | -11% | -$1.17M |
| DM | 2023-03-17 | 2023-03-15 | NTNX | RAMASWAMI RAJIV | Pres, CEO, Dir | M - OptEx | $0.00 | -107.9K | 409.1K | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-15 | M | A | 17,206 | $0.00 | 418,289 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-03-15 | F | D | 47,448 | $24.72 | 370,841 | D | — | — | (F1) Represents shares surrendered to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. |
| 3 | Common | Class A Common Stock | 2023-03-15 | M | A | 23,662 | $0.00 | 334,010 | D | — | — | |
| 4 | Common | Class A Common Stock | 2023-03-15 | M | A | 58,446 | $0.00 | 392,456 | D | — | — | |
| 5 | Common | Class A Common Stock | 2023-03-15 | M | A | 8,627 | $0.00 | 401,083 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 23,662 | $0.00 | 165,639 | D | — · — to — | 23,662 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. (F3) The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| 7 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 17,206 | $0.00 | 240,890 | D | — · — to — | 17,206 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. (F6) The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| 8 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 8,627 | $0.00 | 86,279 | D | — · — to — | 8,627 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. (F5) The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| 9 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 58,446 | $0.00 | 409,126 | D | — · — to — | 58,446 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. (F4) As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |