Form 4 for AMKR AMKOR TECHNOLOGY, INC.
Accepted 2023-03-17 00:00:00 ET · period of report 2023-03-15 · accession 0001209191-23-019756 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-17 | 2023-03-15 | AMKR | Rutten Guillaume Marie Jean | Pres, CEO, Dir | M - OptEx | $12.61 | +15.0K | 154.8K | +11% | +$189.1K |
| D | 2023-03-17 | 2023-03-15 | AMKR | Rutten Guillaume Marie Jean | Pres, CEO, Dir | S - Sale+OE | $24.19 | -30.0K | 134.8K | -18% | -$725.7K |
| DM | 2023-03-17 | 2023-03-15 | AMKR | Rutten Guillaume Marie Jean | Pres, CEO, Dir | M - OptEx | $0.00 | -15.0K | 112.5K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-15 | M | A | 10,000 | $14.17 | 164,808 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-15 | S | D | 30,000 | $24.19 | 134,808 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.99 to $24.71. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. |
| 3 | Common | Common Stock | 2023-03-15 | M | A | 5,000 | $9.48 | 154,808 | D | — | — | |
| 4 | Derivative | Employee Stock Option (Right-to-Buy) | 2023-03-15 | M | D | 5,000 | $0.00 | 15,265 | D | $9.48 · 2020-02-15 to 2029-02-15 | 5,000 Common Stock | (F3) This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Option Grant Date") and vested over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Option Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option vested on the fourth anniversary of the 2019 Option Grant Date. |
| 5 | Derivative | Employee Stock Option (Right-to-Buy) | 2023-03-15 | M | D | 10,000 | $0.00 | 112,500 | D | $14.17 · 2020-10-30 to 2030-07-30 | 10,000 Common Stock | (F4) This stock option (the "2020 Option") to acquire 375,000 shares of the Issuer's common stock was granted on July 30, 2020 (the "2020 Option Grant Date") and will vest in equal quarterly installments over three years, such that 100% of the 2020 Option will be vested on the third anniversary of the 2020 Option Grant Date. |