Form 4 for OKTA Okta, Inc.
Accepted 2023-03-17 00:00:00 ET · period of report 2023-03-15 · accession 0001209191-23-019818 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-17 | 2023-03-15 | OKTA | Ninan Shibu | CAO | M - OptEx | $0.00 | +476 | 476 | New | $0 |
| D | 2023-03-17 | 2023-03-16 | OKTA | Ninan Shibu | CAO | S - Sale+OE | $82.48 | -197 | 279 | -41% | -$16.2K |
| D | 2023-03-17 | 2023-03-15 | OKTA | Ninan Shibu | CAO | M - OptEx | $0.00 | -476 | 0 | -100% | $0 |
| D | 2023-03-17 | 2023-03-15 | OKTA | Ninan Shibu | CAO | A - Grant | $0.00 | +476 | 476 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-15 | M | A | 476 | $0.00 | 476 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-03-16 | S | D | 197 | $82.48 | 279 | D | — | — | (F2) The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $81.11 to $83.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade. |
| 3 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 476 | $0.00 | 0 | D | — · — to — | 476 Class A Common Stock | (F3) Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. (F4) 100% of the shares underlying the RSU vested on March 15, 2023. |
| 4 | Derivative | Restricted Stock Units | 2023-03-15 | A | A | 476 | $0.00 | 476 | D | — · — to — | 476 Class A Common Stock | (F3) Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. (F4) 100% of the shares underlying the RSU vested on March 15, 2023. |