Form 4 for HGBL Heritage Global Inc.
Accepted 2023-03-20 00:00:00 ET · period of report 2023-03-01 · accession 0001209191-23-019988 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-20 | 2023-03-01 | HGBL | DOVE ROSS | CEO, Dir | A - Grant | $0.00 | +56.9K | 2.23M | +3% | $0 | |
| 2023-03-20 | 2023-03-01 | HGBL | DOVE ROSS | CEO, Dir | F - Tax | $2.57 | -19.7K | 2.21M | -0.9% | -$50.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | A | A | 56,864 | $0.00 | 2,228,173 | D | — | — | (F1) These shares are restricted and will vest in full on March 1, 2024. |
| 2 | Common | Common Stock | 2023-03-01 | F | D | 19,664 | $2.57 | 2,208,509 | D | — | — |