Form 4 for SMRT SmartRent, Inc.
Accepted 2023-03-20 00:00:00 ET · period of report 2023-03-17 · accession 0001209191-23-020027 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-20 | 2023-03-17 | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $2.36 | -5,973 | 11.18M | -0.1% | -$14.1K |
| DI | 2023-03-20 | 2023-03-17 | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $2.36 | -277 | 9,936 | -3% | -$653.72 |
| DI | 2023-03-20 | 2023-03-17 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +833 | 10.2K | +9% | — |
| DM | 2023-03-20 | 2023-03-17 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +21.4K | 11.18M | +0.2% | — |
| DI | 2023-03-20 | 2023-03-17 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | $0.00 | -833 | 33.8K | -2% | $0 |
| DM | 2023-03-20 | 2023-03-17 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | $0.00 | -21.4K | 254.4K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-17 | F | D | 3,138 | $2.36 | 11,169,409 | D By Spouse | — | — | |
| 2 | Common | Class A Common Stock | 2023-03-17 | F | D | 277 | $2.36 | 9,936 | I | — | — | |
| 3 | Common | Class A Common Stock | 2023-03-17 | F | D | 2,835 | $2.36 | 11,176,750 | D | — | — | |
| 4 | Common | Class A Common Stock | 2023-03-17 | M | A | 833 | — | 10,213 | I | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 5 | Common | Class A Common Stock | 2023-03-17 | M | A | 11,264 | — | 11,172,547 | D By Spouse | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 6 | Common | Class A Common Stock | 2023-03-17 | M | A | 10,176 | — | 11,179,585 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 7 | Derivative | Restricted Stock Units | 2023-03-17 | M | D | 833 | $0.00 | 33,811 | I | — · — to — | 833 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F3) The restricted stock units shall vest as follows: one-fourth shall vest on January 18, 2023 (the "Vesting Start Date"), with the remaining vesting in 1/48 equal installments on each monthly anniversary of the Vesting Start Date until vested in full, subject to continued employment. |
| 8 | Derivative | Restricted Stock Units | 2023-03-17 | M | D | 11,264 | $0.00 | 382,973 | D | — · — to — | 11,264 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F3) The restricted stock units shall vest as follows: one-fourth shall vest on January 18, 2023 (the "Vesting Start Date"), with the remaining vesting in 1/48 equal installments on each monthly anniversary of the Vesting Start Date until vested in full, subject to continued employment. |
| 9 | Derivative | Restricted Stock Units | 2023-03-17 | M | D | 10,176 | $0.00 | 254,404 | D By Spouse | — · — to — | 10,176 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F2) The Restricted Stock Units vest as follows: one-fourth vested on April 19, 2022 with the remaining vesting in 1/48 equal monthly installments until vested in full. |