Form 4 for ZVIA Zevia PBC

Accepted 2023-03-22 00:00:00 ET · period of report 2023-03-17 · accession 0001209191-23-020493 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-03-22	2023-03-17	ZVIA	Simms Lorna R.	SVP, GC, Corp. Sec	A - Grant	$0.00	+43.9K	110.2K	+66%	$0
D	2023-03-22	2023-03-17	ZVIA	Simms Lorna R.	SVP, GC, Corp. Sec	A - Grant	$0.00	+73.2K	73.2K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2023-03-17	A	A	43,902	$0.00	110,236	D	—	—	(F1) Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date. (F2) Includes 96,709 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 34,667 RSUs are vested in full, subject to deferred settlement in two equal installments on each of January 17, 2024 and January 17, 2025. 18,140 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 43,902 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.
2	Derivative	Stock Option (Right to Buy)	2023-03-17	A	A	73,171	$0.00	73,171	D	$3.00 · — to 2033-03-17	73,171 Class A Common Stock	(F3) Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of March 17, 2023.