Form 4 for NEWT NewtekOne, Inc.
Accepted 2023-03-23 00:00:00 ET · period of report 2023-03-23 · accession 0001209191-23-020705 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-03-23 | 2023-03-23 | NEWT | PEREZ-HICKMAN FERNANDO | Dir | P - Purchase | $12.28 | +40.5K | 40.5K | New | +$497.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2023-03-23 | P | A | 40,500 | $12.28 | 40,500 | I See Footnote 1 | — | — | (F1) Shares are held by Feathers Capital Group LLC, a limited liability company which is owned by the Maria del Carmen Escolar Gutierrez 2022 Irrevocable Trust (the "Trust"); the reporting person is a co-trustee of the Trust and the reporting person and his immediate family members are beneficiaries of the Trust. |