Form 4 for KDP Keurig Dr Pepper
Accepted 2023-03-28 00:00:00 ET · period of report 2023-03-24 · accession 0001209191-23-021424 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-28 | 2023-03-24 | KDP | Archambault Matthew Andrew | Pres, Commercial | M - OptEx | $0.00 | +21.4K | 67.7K | +46% | $0 |
| D | 2023-03-28 | 2023-03-24 | KDP | Archambault Matthew Andrew | Pres, Commercial | F - Tax | $34.87 | -8,979 | 54.9K | -14% | -$313.1K |
| D | 2023-03-28 | 2023-03-24 | KDP | Archambault Matthew Andrew | Pres, Commercial | M - OptEx | $0.00 | -21.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-24 | M | A | 21,377 | $0.00 | 67,744 | D | — | — | (F1) Restricted Stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-03-24 | F | D | 8,979 | $34.87 | 54,878 | D | — | — | (F2) Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. (F3) Amount of securities beneficially owned following reported transaction reflects the transfer of 3,887 shares in a transaction exempt from Section 16 pursuant to Rule 16a-12. |
| 3 | Derivative | Restricted Stock Unit | 2023-03-24 | M | D | 21,377 | $0.00 | 0 | D | — · — to — | 21,377 Common Stock | (F1) Restricted Stock units convert into common stock on a one-for-one basis. (F4) As previously disclosed, these RSUs were granted on August 24, 2018 and vested in full on March 24, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |