Form 4 for WOR WORTHINGTON ENTERPRISES, INC.
Accepted 2023-03-29 00:00:00 ET · period of report 2023-03-28 · accession 0001209191-23-021529 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-29 | 2023-03-28 | WOR | LYTTLE CATHERINE M | SVP, Chief HR Off | M - OptEx | $40.99 | +10.0K | 64.0K | +19% | +$409.9K |
| DM | 2023-03-29 | 2023-03-28 | WOR | LYTTLE CATHERINE M | SVP, Chief HR Off | S - Sale+OE | $62.90 | -10.0K | 54.0K | -16% | -$629.0K |
| DM | 2023-03-29 | 2023-03-28 | WOR | LYTTLE CATHERINE M | SVP, Chief HR Off | M - OptEx | $0.00 | -10.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-03-28 | M | A | 2,200 | $42.30 | 56,184 | D | — | — | |
| 2 | Common | Common Shares | 2023-03-28 | M | A | 1,800 | $42.91 | 57,984 | D | — | — | |
| 3 | Common | Common Shares | 2023-03-28 | M | A | 1,700 | $42.50 | 59,684 | D | — | — | |
| 4 | Common | Common Shares | 2023-03-28 | M | A | 4,300 | $38.91 | 63,984 | D | — | — | |
| 5 | Common | Common Shares | 2023-03-28 | S | D | 9,880 | $62.89 | 54,104 | D | — | — | (F1) The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $62.37 to $62.89, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth. |
| 6 | Common | Common Shares | 2023-03-28 | S | D | 120 | $63.38 | 53,984 | D | — | — | (F2) The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $63.37 to $63.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth. |
| 7 | Derivative | Non-qualified stock option (right to buy) | 2023-03-28 | M | D | 2,200 | $0.00 | 0 | D | $42.30 · 2017-06-30 to 2026-06-30 | 2,200 Common Shares | (F4) This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2018 and 6/30/2019. |
| 8 | Derivative | Non-qualified stock option (right to buy) | 2023-03-28 | M | D | 1,800 | $0.00 | 0 | D | $42.91 · 2019-06-28 to 2028-06-28 | 1,800 Common Shares | (F5) This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/28/2020 and 6/28/2021. |
| 9 | Derivative | Non-qualified stock option (right to buy) | 2023-03-28 | M | D | 4,300 | $0.00 | 0 | D | $38.91 · 2020-06-27 to 2029-06-27 | 4,300 Common Shares | (F7) This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/27/2021 and 6/27/2022. |
| 10 | Derivative | Non-qualified stock option (right to buy) | 2023-03-28 | M | D | 1,700 | $0.00 | 0 | D | $42.50 · 2019-09-26 to 2028-09-26 | 1,700 Common Shares | (F6) This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 9/26/2020 and 9/26/2021. |