Form 4 for PDYN Palladyne AI Corp.
Accepted 2023-03-30 00:00:00 ET · period of report 2023-03-29 · accession 0001209191-23-021732 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-30 | 2023-03-29 | PDYN | GARAGIC DENIS | CTO | A - Grant | $0.00 | +267.8K | 321.7K | +497% | $0 |
| D | 2023-03-30 | 2023-03-29 | PDYN | GARAGIC DENIS | CTO | A - Grant | $0.00 | +410.9K | 410.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-29 | A | A | 267,781 | $0.00 | 321,693 | D | — | — | (F1) Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on March 29, 2024, and then 1/12 of the award vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date. |
| 2 | Derivative | Stock Option (right to buy) | 2023-03-29 | A | A | 410,914 | $0.00 | 410,914 | D | $0.47 · — to 2033-03-29 | 410,914 Common Stock | (F2) 25% of the shares subject to the Option will vest on March 29, 2024, and then 1/12 of the shares subject to the Option vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date. |