Form 4 for PLD Prologis
Accepted 2023-03-31 00:00:00 ET · period of report 2023-03-31 · accession 0001209191-23-021929 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-03-31 | 2023-03-31 | PLD | Moghadam Hamid | COB, CEO, Dir | A - Grant | $0.00 | +1.02M | 1.02M | New | $0 |
| DI | 2023-03-31 | 2023-03-31 | PLD | Moghadam Hamid | COB, CEO, Dir | G - Gift | $0.00 | -1.02M | 0 | -100% | $0 |
| D | 2023-03-31 | 2023-03-31 | PLD | Moghadam Hamid | COB, CEO, Dir | G - Gift | $0.01 | -174.5K | 1.37M | -11% | -$1,745 |
| DI | 2023-03-31 | 2023-03-31 | PLD | Moghadam Hamid | COB, CEO, Dir | A - Grant | $0.01 | +174.5K | 835.9K | +26% | +$1,745 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-31 | A | A | 1,019,089 | $0.00 | 1,019,089 | I By LLC | — | — | (F2) Represents common stock transferred to a Limited Liability Company (LLC) where the reporting person is the sole member. |
| 2 | Common | Common Stock | 2023-03-31 | G | D | 1,019,089 | $0.00 | 0 | I By Trust | — | — | (F1) Held indirectly in a trust FBO the reporting person with the reporting person and his spouse as sole trustees. |
| 3 | Derivative | LTIP Units | 2023-03-31 | G | D | 174,454 | $0.01 | 1,365,066 | D By LLC | $0.00 · — to — | 174,454 Common Stock | (F5) Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in Prologis, L.P. (a "Common Unit"). Each Common Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of Common Stock of the Company (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested LTIP Units into Common Units and redeem Common Units have no expiration dates. (F6) Represents LTIP Units transferred to a Limited Liability Company (LLC) where the reporting person is the sole member. |
| 4 | Derivative | LTIP Units | 2023-03-31 | A | A | 174,454 | $0.01 | 835,850 | I | $0.00 · — to — | 174,454 Common Stock | (F5) Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in Prologis, L.P. (a "Common Unit"). Each Common Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of Common Stock of the Company (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested LTIP Units into Common Units and redeem Common Units have no expiration dates. |