Form 4 for VELO Velo3D, Inc.
Accepted 2023-03-31 00:00:00 ET · period of report 2023-03-29 · accession 0001209191-23-021944 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-31 | 2023-03-29 | VELO | Chung Bernard | VP, Fin | M - OptEx | $0.18 | +50.0K | 155.2K | +48% | +$9,000 |
| D | 2023-03-31 | 2023-03-29 | VELO | Chung Bernard | VP, Fin | M - OptEx | $0.00 | -50.0K | 257.5K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-29 | M | A | 50,000 | $0.18 | 155,168 | D | — | — | |
| 2 | Derivative | Stock Option (right to buy Common Stock) | 2023-03-29 | M | D | 50,000 | $0.00 | 257,467 | D | $0.18 · — to 2030-12-15 | 50,000 Common Stock | (F1) The option vests as to 1/4 of the total shares on December 17, 2020, and thereafter 2.0833% of the remaining shares vest monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date. |