Form 4 for ECC Eagle Point Credit Co
Accepted 2023-04-04 00:00:00 ET · period of report 2023-03-31 · accession 0001209191-23-022780 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-04-04 | 2023-03-31 | ECC | Trident Capital V-PF, L.P. | 10% | J - Other | $0.00 | -2.34M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2023-03-31 | J | D | 2,339,901 | $0.00 | 0 | D | — | — | (F1) On March 31, 2023, all shares of Eagle Point Credit Co Inc. held by Trident V Parallel Fund, L.P. ("Trident V Parallel") and Trident Capital V-PF, L.P. ("Trident V Parallel GP") were transferred to Trident ECC Aggregator LP ("Aggregator") in exchange for equity interests in Aggregator. (F2) This Form 4 is being filed jointly by Trident V Parallel and Trident V Parallel GP. Trident V Parallel GP, as the general partner of Trident V Parallel, may be deemed a beneficial owner of securities held by Trident V Parallel, but disclaims such beneficial ownership except to the extent of Trident V Parallel GP's pecuniary interest therein. |