Form 4 for ETSY ETSY INC
Accepted 2023-04-04 00:00:00 ET · period of report 2023-04-01 · accession 0001209191-23-022856 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-04 | 2023-04-03+ | ETSY | SCOTT RYAN M. | CMO | S - Sale+OE | $108.67 | -9,306 | 8,172 | -53% | -$1.01M |
| DM | 2023-04-04 | 2023-04-01+ | ETSY | SCOTT RYAN M. | CMO | M - OptEx | $15.93 | +16.1K | 11.0K | New | +$256.0K |
| D | 2023-04-04 | 2023-04-01 | ETSY | SCOTT RYAN M. | CMO | F - Tax | $111.33 | -5,067 | 4,854 | -51% | -$564.1K |
| DM | 2023-04-04 | 2023-04-01+ | ETSY | SCOTT RYAN M. | CMO | M - OptEx | $0.00 | -16.1K | 12.3K | -57% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-03 | S | D | 337 | $108.45 | 5,046 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.355 to $108.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2023-04-04 | S | D | 9 | $114.39 | 1,694 | D | — | — | |
| 3 | Common | Common Stock | 2023-04-04 | S | D | 577 | $112.72 | 1,703 | D | — | — | (F10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.415 to $113.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 4 | Common | Common Stock | 2023-04-04 | S | D | 1,287 | $111.01 | 2,280 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.79 to $111.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Common Stock | 2023-04-04 | S | D | 1,287 | $110.35 | 3,567 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.79 to $110.785, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 6 | Common | Common Stock | 2023-04-03 | S | D | 192 | $110.43 | 4,854 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.07 to $110.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 7 | Common | Common Stock | 2023-04-03 | S | D | 2,789 | $107.61 | 5,383 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.28 to $108.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 8 | Common | Common Stock | 2023-04-03 | S | D | 2,828 | $106.95 | 8,172 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.28 to $107.245, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 9 | Common | Common Stock | 2023-04-01 | M | A | 9,921 | $0.00 | 9,921 | D | — | — | (F1) Shares of common stock acquired upon the vesting of the restricted stock units and performance-based restricted stock units. |
| 10 | Common | Common Stock | 2023-04-01 | F | D | 5,067 | $111.33 | 4,854 | D | — | — | |
| 11 | Common | Common Stock | 2023-04-03 | M | A | 6,146 | $41.65 | 11,000 | D | — | — | |
| 12 | Derivative | Restricted Stock Units | 2023-04-01 | M | D | 3,775 | $0.00 | 22,647 | D | — · — to — | 3,775 Common Stock | (F11) Represents restricted stock units which correspond 1-for-1 with common stock. (F14) The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2022, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. |
| 13 | Derivative | Restricted Stock Units | 2023-04-01 | M | D | 1,149 | $0.00 | 4,593 | D | — · — to — | 1,149 Common Stock | (F11) Represents restricted stock units which correspond 1-for-1 with common stock. (F13) The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2021, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. |
| 14 | Derivative | Performance Stock Units | 2023-04-01 | M | D | 1,395 | $0.00 | 2,788 | D | — · — to — | 1,395 Common Stock | (F17) On March 2, 2023, the Reporting Person filed a Form 4 which inadvertently reported 1,640 restricted stock units earned under a performance-based restricted stock unit award based on the Issuer's satisfaction of certain performance criteria, instead of 4,183 restricted stock units. Any remaining restricted stock units subject to the performance award will be earned only upon the satisfaction of additional performance vesting criteria. The securities beneficially owned following the reported transaction has been adjusted to reflect the correct number of performance-based restricted stock units acquired. (F15) Represents performance-based restricted stock units which correspond 1-for-1 with common stock. (F16) The earned performance-based restricted stock units vest in equal installments on each of April 1, 2023, 2024 and 2025, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. |
| 15 | Derivative | Restricted Stock Units | 2023-04-01 | M | D | 3,602 | $0.00 | 7,203 | D | — · — to — | 3,602 Common Stock | (F11) Represents restricted stock units which correspond 1-for-1 with common stock. (F12) The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2020, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. |
| 16 | Derivative | Stock Option (Right to Buy) | 2023-04-03 | M | D | 6,146 | $0.00 | 12,293 | D | $41.65 · — to 2030-03-15 | 6,146 Common Stock | (F18) The stock options are exercisable in 8 equal semi-annual installments, beginning on October 1, 2020, provided the Reporting Person remains continuously employed on each vesting date. |