Form 4 for NDAQ Nasdaq, Inc.
Accepted 2023-04-05 00:00:00 ET · period of report 2023-04-03 · accession 0001209191-23-023274 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-04-05 | 2023-04-03 | NDAQ | Peterson Bradley J | EVP | A - Grant | $0.00 | +9,191 | 183.2K | +5% | $0 | |
| 2023-04-05 | 2023-04-03 | NDAQ | Peterson Bradley J | EVP | F - Tax | $54.40 | -3,052 | 180.1K | -2% | -$166.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 | 2023-04-03 | A | A | 9,191 | $0.00 | 183,180 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 | 2023-04-03 | F | D | 3,052 | $54.40 | 180,128 | D | — | — | (F3) Represents (i) 113,248 shares or units of restricted stock, of which 21,038 are vested, (ii) 62,947 shares underlying PSUs, all of which are vested and (iii) 3,933 shares purchased under the Employee Stock Purchase Plan. |