Form 4 for KR Kroger
Accepted 2023-04-07 00:00:00 ET · period of report 2023-04-06 · accession 0001209191-23-023730 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-07 | 2023-04-06 | KR | Kimball Kenneth C | SVP | M - OptEx | $22.92 | +29.0K | 119.8K | +32% | +$665.2K |
| D | 2023-04-07 | 2023-04-06 | KR | Kimball Kenneth C | SVP | S - Sale+OE | $48.39 | -29.0K | 90.7K | -24% | -$1.40M |
| D | 2023-04-07 | 2023-04-06 | KR | Kimball Kenneth C | SVP | M - OptEx | $0.00 | -29.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-06 | M | A | 29,024 | $22.92 | 119,756.27 | D | — | — | |
| 2 | Common | Common Stock | 2023-04-06 | S | D | 29,024 | $48.39 | 90,732.27 | D | — | — | (F1) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.38 to $48.41, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F2) Between January 1, 2023 and March 31, 2023, the reporting person acquired 243.9958 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. |
| 3 | Derivative | Non-Qualified Stock Option | 2023-04-06 | M | D | 29,024 | $0.00 | 0 | D | $22.92 · — to 2027-07-13 | 29,024 Common Stock | (F3) These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. |