Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2023-04-10 00:00:00 ET · period of report 2023-04-06 · accession 0001209191-23-023893 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-10 | 2023-04-06 | GNW | Gupta Rohit | Pres, CEO, Enact | M - OptEx | — | +44.7K | 502.0K | +10% | — |
| D | 2023-04-10 | 2023-04-06 | GNW | Gupta Rohit | Pres, CEO, Enact | F - Tax | $5.26 | -19.8K | 482.2K | -4% | -$103.9K |
| D | 2023-04-10 | 2023-04-06 | GNW | Gupta Rohit | Pres, CEO, Enact | M - OptEx | $0.00 | -44.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-04-06 | M | A | 44,683 | — | 501,954 | D | — | — | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. |
| 2 | Common | Class A Common Stock | 2023-04-06 | F | D | 19,750 | $5.26 | 482,204 | D | — | — | (F2) The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 6, 2023. |
| 3 | Derivative | Restricted Stock Units | 2023-04-06 | M | D | 44,683 | $0.00 | 0 | D | — · — to — | 44,683 Class A Common Stock | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Class A Common Stock on April 6, 2023. |