Form 4 for MRVL Marvell Technology
Accepted 2023-04-18 00:00:00 ET · period of report 2023-04-15 · accession 0001209191-23-024706 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-18 | 2023-04-15 | MRVL | Dixon Panteha | CAO | F - Tax | $40.29 | -4,805 | 16.7K | -22% | -$193.6K |
| DM | 2023-04-18 | 2023-04-15 | MRVL | Dixon Panteha | CAO | M - OptEx | $0.00 | +9,687 | 17.1K | +131% | $0 |
| DM | 2023-04-18 | 2023-04-15 | MRVL | Dixon Panteha | CAO | M - OptEx | $0.00 | -9,687 | 0 | -100% | $0 |
| D | 2023-04-18 | 2023-04-15 | MRVL | Dixon Panteha | CAO | A - Grant | $0.00 | +8,586 | 8,586 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-15 | F | D | 528 | $40.29 | 21,279 | D | — | — | |
| 2 | Common | Common Stock | 2023-04-15 | M | A | 1,063 | $0.00 | 21,807 | D | — | — | |
| 3 | Common | Common Stock | 2023-04-15 | F | D | 204 | $40.29 | 20,744 | D | — | — | |
| 4 | Common | Common Stock | 2023-04-15 | M | A | 411 | $0.00 | 20,948 | D | — | — | |
| 5 | Common | Common Stock | 2023-04-15 | F | D | 178 | $40.29 | 20,537 | D | — | — | |
| 6 | Common | Common Stock | 2023-04-15 | M | A | 359 | $0.00 | 20,715 | D | — | — | |
| 7 | Common | Common Stock | 2023-04-15 | F | D | 3,549 | $40.29 | 20,356 | D | — | — | |
| 8 | Common | Common Stock | 2023-04-15 | M | A | 7,158 | $0.00 | 23,905 | D | — | — | |
| 9 | Common | Common Stock | 2023-04-15 | F | D | 346 | $40.29 | 16,747 | D | — | — | |
| 10 | Common | Common Stock | 2023-04-15 | M | A | 696 | $0.00 | 17,093 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2023-04-15 | M | D | 359 | $0.00 | 1,436 | D | — · — to — | 359 Common Stock | (F2) Each restricted stock unit RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. (F5) The remaining RSUs will vest on 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. |
| 12 | Derivative | Restricted Stock Units | 2023-04-15 | M | D | 411 | $0.00 | 3,292 | D | — · — to — | 411 Common Stock | (F2) Each restricted stock unit RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. (F6) The remaining RSUs will vest on 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025. |
| 13 | Derivative | Restricted Stock Units | 2023-04-15 | M | D | 1,063 | $0.00 | 11,695 | D | — · — to — | 1,063 Common Stock | (F2) Each restricted stock unit RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. (F7) The remaining RSUs will vest on 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025, 04/15/2025, 07/15/2025, 10/15/2025 and 01/15/2026. |
| 14 | Derivative | Restricted Stock Units | 2023-04-15 | M | D | 7,158 | $0.00 | 0 | D | — · — to — | 7,158 Common Stock | (F2) Each restricted stock unit RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. (F4) This grant is fully vested. Reflects the number of shares earned in respect of performance based restricted stock units granted on 04/15/2020. The achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results were certified on 04/13/2023. |
| 15 | Derivative | Restricted Stock Units | 2023-04-15 | M | D | 696 | $0.00 | 0 | D | — · — to — | 696 Common Stock | (F2) Each restricted stock unit RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. (F3) This award fully vested on 04/15/2023. |
| 16 | Derivative | Restricted Stock Units | 2023-04-15 | A | A | 8,586 | $0.00 | 8,586 | D | — · — to — | 8,586 Common Shares | (F2) Each restricted stock unit RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. (F8) The RSUs will vest in equal quarterly installments over three years. |