Form 4 for TDG TransDigm Group
Accepted 2023-04-19 00:00:00 ET · period of report 2023-04-17 · accession 0001209191-23-024772 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-04-19 | 2023-04-17 | TDG | Howley W Nicholas | Dir | M - OptEx | $173.29 | +6,500 | 28.0K | +30% | +$1.13M |
| DMI | 2023-04-19 | 2023-04-17 | TDG | Howley W Nicholas | Dir | S - Sale+OE | $753.17 | -6,500 | 21.9K | -23% | -$4.90M |
| DI | 2023-04-19 | 2023-04-17 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -6,500 | 117.2K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-17 | M | A | 6,500 | $173.29 | 28,047.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |
| 2 | Common | Common Stock | 2023-04-17 | S | D | 448 | $749.73 | 27,599.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $748.91 - $749.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2023-04-17 | S | D | 574 | $750.22 | 27,025.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $749.93 - $750.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2023-04-17 | S | D | 346 | $756.86 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F9) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $756.34 - $757.19. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2023-04-17 | S | D | 787 | $751.61 | 26,238.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $750.93 - $751.92. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2023-04-17 | S | D | 735 | $752.28 | 25,503.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $751.93 - $752.92. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2023-04-17 | S | D | 1,510 | $753.49 | 23,993.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F6) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $752.93 - $753.91. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 8 | Common | Common Stock | 2023-04-17 | S | D | 1,250 | $754.43 | 22,743.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F7) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $753.93 - $754.92. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 9 | Common | Common Stock | 2023-04-17 | S | D | 850 | $755.30 | 21,893.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F8) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $754.93 - $755.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 10 | Derivative | Stock Option | 2023-04-17 | M | D | 6,500 | $0.00 | 117,190 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $173.29 · 2019-09-30 to 2024-11-13 | 6,500 Common Stock | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |