Form 4 for SMRT SmartRent, Inc.
Accepted 2023-04-19 00:00:00 ET · period of report 2023-04-18 · accession 0001209191-23-024829 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-19 | 2023-04-18+ | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $2.51 | -5,973 | 11.18M | -0.1% | -$15.0K |
| DM | 2023-04-19 | 2023-04-18+ | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +21.4K | 11.19M | +0.2% | — |
| DI | 2023-04-19 | 2023-04-18 | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $2.50 | -225 | 10.7K | -2% | -$562.50 |
| DI | 2023-04-19 | 2023-04-18 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +834 | 10.9K | +8% | — |
| DM | 2023-04-19 | 2023-04-18+ | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | $0.00 | -21.4K | 371.7K | -5% | $0 |
| DI | 2023-04-19 | 2023-04-18 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | $0.00 | -834 | 32.8K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-04-18 | F | D | 3,138 | $2.50 | 11,185,973 | D By Spouse | — | — | |
| 2 | Common | Class A Common Stock | 2023-04-18 | M | A | 11,264 | — | 11,189,111 | D By Spouse | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 3 | Common | Class A Common Stock | 2023-04-18 | F | D | 225 | $2.50 | 10,667 | I | — | — | |
| 4 | Common | Class A Common Stock | 2023-04-19 | F | D | 2,835 | $2.52 | 11,183,138 | D | — | — | |
| 5 | Common | Class A Common Stock | 2023-04-19 | M | A | 10,176 | — | 11,193,314 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 6 | Common | Class A Common Stock | 2023-04-18 | M | A | 834 | — | 10,892 | I | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 7 | Derivative | Restricted Stock Units | 2023-04-19 | M | D | 10,176 | $0.00 | 244,228 | D By Spouse | — · — to — | 10,176 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F2) The Restricted Stock Units vest as follows: one-fourth vested on April 19, 2022 with the remaining vesting in 1/48 equal monthly installments until vested in full. |
| 8 | Derivative | Restricted Stock Units | 2023-04-18 | M | D | 834 | $0.00 | 32,794 | I | — · — to — | 834 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F3) The restricted stock units shall vest as follows: one-fourth shall vest on January 18, 2023 (the "Vesting Start Date"), with the remaining vesting in 1/48 equal installments on each monthly anniversary of the Vesting Start Date until vested in full, subject to continued employment. |
| 9 | Derivative | Restricted Stock Units | 2023-04-18 | M | D | 11,264 | $0.00 | 371,709 | D | — · — to — | 11,264 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F3) The restricted stock units shall vest as follows: one-fourth shall vest on January 18, 2023 (the "Vesting Start Date"), with the remaining vesting in 1/48 equal installments on each monthly anniversary of the Vesting Start Date until vested in full, subject to continued employment. |