Form 4 for FISI FINANCIAL INSTITUTIONS INC
Accepted 2023-04-21 00:00:00 ET · period of report 2023-04-20 · accession 0001209191-23-025115 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-21 | 2023-04-20 | FISI | BIRMINGHAM MARTIN KEARNEY | Pres, CEO | M - OptEx | — | +296 | 110.9K | +0.3% | — |
| D | 2023-04-21 | 2023-04-20 | FISI | BIRMINGHAM MARTIN KEARNEY | Pres, CEO | F - Tax | $18.15 | -105 | 110.8K | -0.1% | -$1,906 |
| DM | 2023-04-21 | 2023-04-20 | FISI | BIRMINGHAM MARTIN KEARNEY | Pres, CEO | M - OptEx | $0.00 | -296 | 0 | -100% | $0 |
| D | 2023-04-21 | 2023-04-20 | FISI | BIRMINGHAM MARTIN KEARNEY | Pres, CEO | A - Grant | $0.00 | +164 | 164 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-20 | M | A | 296 | — | 110,882 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
| 2 | Common | Common Stock | 2023-04-20 | F | D | 105 | $18.15 | 110,777 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-04-20 | M | D | 164 | $0.00 | 0 | D | — · 2023-04-20 to 2023-04-20 | 164 Common Stock | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 4 | Derivative | Restricted Stock Unit | 2023-04-20 | M | D | 132 | $0.00 | 0 | D | — · 2023-04-20 to 2023-04-20 | 132 Common Stock | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 5 | Derivative | Restricted Stock Unit | 2023-04-20 | A | A | 164 | $0.00 | 164 | D | — · 2023-04-20 to 2023-04-20 | 164 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |