Form 4/A for DASH DoorDash
Accepted 2023-04-21 00:00:00 ET · period of report 2020-12-11 · accession 0001209191-23-025231 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2023-04-21 | 2020-12-11 | DASH | Xu Tony | CEO, Dir, 10% | J - Other | — | -535.0K | 0 | -100% | — |
| DMAI | 2023-04-21 | 2020-12-11 | DASH | Xu Tony | CEO, Dir, 10% | J - Other | — | -288.6K | 0 | -100% | — |
| DAI | 2023-04-21 | 2020-12-11 | DASH | Xu Tony | CEO, Dir, 10% | J - Other | $0.00 | +288.6K | 288.6K | New | $0 |
| DA | 2023-04-21 | 2020-12-11 | DASH | Xu Tony | CEO, Dir, 10% | J - Other | $0.00 | +535.0K | 535.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2020-12-11 | J | D | 535,025 | — | 0 | D See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. (F2) The shares are held by The Article 4 Trust under Library Trust for which the Reporting Person's spouse serves as a trustee. |
| 2 | Common | Common Stock | 2020-12-11 | J | D | 288,650 | — | 0 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. (F2) The shares are held by The Article 4 Trust under Library Trust for which the Reporting Person's spouse serves as a trustee. |
| 3 | Common | Class A Common Stock | 2020-12-11 | J | A | 535,025 | — | 535,025 | D See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. (F2) The shares are held by The Article 4 Trust under Library Trust for which the Reporting Person's spouse serves as a trustee. |
| 4 | Common | Class A Common Stock | 2020-12-11 | J | A | 288,650 | — | 288,650 | I | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. |
| 5 | Common | Class A Common Stock | 2020-12-11 | J | D | 535,025 | — | 0 | D | — | — | (F3) Following the reclassification of Common Stock into Class A Common Stock, all shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors. |
| 6 | Common | Class A Common Stock | 2020-12-11 | J | D | 288,650 | — | 0 | I | — | — | (F3) Following the reclassification of Common Stock into Class A Common Stock, all shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors. |
| 7 | Derivative | Class B Common Stock | 2020-12-11 | J | A | 288,650 | $0.00 | 288,650 | I | — · — to — | 288,650 Class A Common Stock | (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 8 | Derivative | Class B Common Stock | 2020-12-11 | J | A | 535,025 | $0.00 | 535,025 | D See footnote | — · — to — | 535,025 Class A Common Stock | (F2) The shares are held by The Article 4 Trust under Library Trust for which the Reporting Person's spouse serves as a trustee. (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |