Form 4 for SMRT SmartRent, Inc.
Accepted 2023-04-24 00:00:00 ET · period of report 2023-04-24 · accession 0001209191-23-025376 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-24 | 2023-04-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $2.39 | -424 | 11.19M | -0.0% | -$1,013 |
| DI | 2023-04-24 | 2023-04-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $2.39 | -50 | 10.8K | -0.5% | -$119.50 |
| DI | 2023-04-24 | 2023-04-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +182 | 10.8K | +2% | — |
| D | 2023-04-24 | 2023-04-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +1,521 | 11.19M | +0.0% | — |
| DI | 2023-04-24 | 2023-04-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | $0.00 | -182 | 32.6K | -0.6% | $0 |
| D | 2023-04-24 | 2023-04-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | $0.00 | -1,521 | 42.6K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-04-24 | F | D | 424 | $2.39 | 11,194,411 | D By Spouse | — | — | |
| 2 | Common | Class A Common Stock | 2023-04-24 | F | D | 50 | $2.39 | 10,799 | I | — | — | |
| 3 | Common | Class A Common Stock | 2023-04-24 | M | A | 182 | — | 10,849 | I | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 4 | Common | Class A Common Stock | 2023-04-24 | M | A | 1,521 | — | 11,194,835 | D By Spouse | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 5 | Derivative | Restricted Stock Units | 2023-04-24 | M | D | 182 | $0.00 | 32,612 | I | — · — to — | 182 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F2) The Restricted Stock Units vest as follows: one-fourth vested on August 24, 2022 with the remaining vesting in 36 equal monthly installments until vested in full. |
| 6 | Derivative | Restricted Stock Units | 2023-04-24 | M | D | 1,521 | $0.00 | 42,596 | D By Spouse | — · — to — | 1,521 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F2) The Restricted Stock Units vest as follows: one-fourth vested on August 24, 2022 with the remaining vesting in 36 equal monthly installments until vested in full. |