Form 4 for GAIA GAIA, INC
Accepted 2023-04-24 00:00:00 ET · period of report 2023-04-20 · accession 0001209191-23-025422 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-24 | 2023-04-20 | GAIA | Colquhoun James | Dir | M - OptEx | — | +8,488 | 883.8K | +1.0% | — |
| D | 2023-04-24 | 2023-04-20 | GAIA | Colquhoun James | Dir | A - Grant | $0.00 | +12.9K | 12.9K | New | $0 |
| D | 2023-04-24 | 2023-04-20 | GAIA | Colquhoun James | Dir | M - OptEx | $0.00 | -8,488 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-04-20 | M | A | 8,488 | — | 883,782 | D | — | — | (F1) Restricted stock units were converted into common stock on a one-for-one basis (F2) Includes 12,063 shares owned directly by Mr. Colquhoun, 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee. |
| 2 | Derivative | Restricted Stock Unit | 2023-04-20 | A | A | 12,931 | $0.00 | 12,931 | D | — · — to — | 12,931 Class A Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) The RSUs vest on the date of the Annual Shareholder Meeting in April 2024, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. |
| 3 | Derivative | Restricted Stock Units | 2023-04-20 | M | D | 8,488 | $0.00 | 0 | D | — · — to — | 8,488 Class A Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. |