Form 4 for BURU Nuburu, Inc.
Accepted 2023-04-25 00:00:00 ET · period of report 2023-04-21 · accession 0001209191-23-025567 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-04-25 | 2023-04-21 | BURU | Zediker Mark | CEO, Dir, 10% | X - OptEx | $1.36 | +5,153 | 5,153 | New | +$7,008 |
| DI | 2023-04-25 | 2023-04-21 | BURU | Zediker Mark | CEO, Dir, 10% | X - OptEx | $0.00 | -5,153 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-21 | X | A | 5,153 | $1.36 | 5,153 | I See footnote | — | — | (F1) The common stock is held directly by Dr. Zediker's spouse. Dr. Zediker may be deemed to share voting and investment control over the common stock; however, Dr. Zediker disclaims beneficial ownership of the common stock except to the extent of his pecuniary interest therein. |
| 2 | Derivative | Stock Options (right to buy) | 2023-04-21 | X | D | 5,153 | $0.00 | 0 | I See footnote | $1.36 · — to 2027-04-27 | 5,153 Common Stock | (F3) The exercised option was held directly by Dr. Zediker's spouse. (F2) All of the shares subject to this option are fully vested and exercisable as of the date of exercise. |