Form 4 for LHX L3Harris
Accepted 2023-04-25 00:00:00 ET · period of report 2023-04-21 · accession 0001209191-23-025591 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-25 | 2023-04-21 | LHX | HAY LEWIS III | Dir | A - Grant | $0.00 | +841 | 3,991 | +27% | $0 |
| D | 2023-04-25 | 2023-04-22 | LHX | HAY LEWIS III | Dir | M - OptEx | $0.00 | +699.29 | 4,690 | +18% | $0 |
| D | 2023-04-25 | 2023-04-22 | LHX | HAY LEWIS III | Dir | M - OptEx | $0.00 | -699.29 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $1.00 | 2023-04-21 | A | A | 841 | $0.00 | 3,990.69 | D | — | — | (F1) Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/21/2024, subject to continued service and the terms and conditions of director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common stock upon the reporting person's separation from service from the Issuer. (F2) Includes 1,697.01 shares previously reported as phantom stock units on Table II and 35.40 additional units received via deemed dividend reinvestment on such units, which the reporting person has elected to now report in Table I because such units may be settled solely in shares of common stock. |
| 2 | Common | Common Stock, Par Value $1.00 | 2023-04-22 | M | A | 699.29 | $0.00 | 4,689.98 | D | — | — | (F3) Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common stock upon the reporting person's separation from service from the Issuer. |
| 3 | Derivative | 2022 Director Share Units | 2023-04-22 | M | D | 699.29 | $0.00 | 0 | D | $0.00 · — to — | 699.29 Common Stock, Par Value $1.00 | (F3) Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common stock upon the reporting person's separation from service from the Issuer. |