Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2023-05-01 00:00:00 ET · period of report 2023-05-01 · accession 0001209191-23-026266 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-05-01 | 2023-05-01 | LQDT | Daunt John | EVP, CCO | M - OptEx | $0.00 | +2,621 | 55.7K | +5% | $0 |
| DI | 2023-05-01 | 2023-05-01 | LQDT | Daunt John | EVP, CCO | J - Other | $13.21 | -2,621 | 53.1K | -5% | -$34.6K |
| D | 2023-05-01 | 2023-05-01 | LQDT | Daunt John | EVP, CCO | M - OptEx | $0.00 | -3,750 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-01 | M | A | 2,621 | $0.00 | 55,695 | I By The Daunt Family Trust | — | — | |
| 2 | Common | Common Stock | 2023-05-01 | J | D | 2,621 | $13.21 | 53,074 | I By The Daunt Family Trust | — | — | |
| 3 | Derivative | Restricted Stock Unit Grant | 2023-05-01 | M | D | 3,750 | $0.00 | 0 | D | — · — to 2023-05-01 | 3,750 Common Stock | (F5) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F9) Twenty-five percent of this restricted stock unit grant vested on May 1, 2020 and thereafter, an additional 1/4th vests on each of May 1, 2021, May 1, 2022 and May 1, 2023. |