Form 4 for SWBI SMITH & WESSON BRANDS, INC.

Accepted 2023-05-03 00:00:00 ET · period of report 2023-05-01 · accession 0001209191-23-027182 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-05-03	2023-05-01	SWBI	McPherson Deana L	See Remarks	F - Tax	$12.08	-1,245	69.9K	-2%	-$15.0K
D	2023-05-03	2023-05-01	SWBI	McPherson Deana L	See Remarks	A - Grant	$0.00	+21.3K	91.2K	+30%	$0
D	2023-05-03	2023-05-01	SWBI	McPherson Deana L	See Remarks	A - Grant	—	+63.8K	63.8K	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-05-01	F	D	1,245	$12.08	69,894	D	—	—	(F1) Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. (F2) Includes 500 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2022 and 477 shares acquired on March 31, 2023.
2	Common	Common Stock	2023-05-01	A	A	21,256	$0.00	91,150	D	—	—	(F3) One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.
3	Derivative	Performance Rights	2023-05-01	A	A	63,766	—	63,766	D	— · — to 2026-05-01	63,766 Common Stock	(F4) Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.