Form 4 for TDG TransDigm Group
Accepted 2023-05-04 00:00:00 ET · period of report 2023-05-03 · accession 0001209191-23-027341 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-05-04 | 2023-05-03 | TDG | Howley W Nicholas | Dir | A - Grant | $173.29 | +45.7K | 67.3K | +212% | +$7.93M |
| DMI | 2023-05-04 | 2023-05-03 | TDG | Howley W Nicholas | Dir | D - Sale to Iss | $775.63 | -45.7K | 26.1K | -64% | -$35.47M |
| DI | 2023-05-04 | 2023-05-03 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -45.7K | 68.2K | -40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-03 | A | A | 45,735 | $173.29 | 67,282.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |
| 2 | Common | Common Stock | 2023-05-03 | D | D | 1,220 | $777.48 | 24,842.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $777.00 - $777.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2023-05-03 | D | D | 3,295 | $778.08 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $778.00 - $778.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2023-05-03 | D | D | 32,332 | $775.13 | 34,950.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $775.00 - $775.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2023-05-03 | D | D | 8,888 | $776.29 | 26,062.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $776.00 - $776.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Derivative | Stock Option | 2023-05-03 | M | D | 45,735 | $0.00 | 68,239 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $173.29 · 2019-09-30 to 2024-11-13 | 45,735 Common Stock | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |