Form 4 for GS Goldman Sachs
Accepted 2023-05-04 00:00:00 ET · period of report 2023-05-03 · accession 0001209191-23-027348 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-04 | 2023-05-03 | GS | SOLOMON DAVID M | COB, CEO, Dir | M - OptEx | — | +53.6K | 168.6K | +47% | — |
| D | 2023-05-04 | 2023-05-03 | GS | SOLOMON DAVID M | COB, CEO, Dir | F - Tax | $333.37 | -29.6K | 139.0K | -18% | -$9.88M |
| D | 2023-05-04 | 2023-05-03 | GS | SOLOMON DAVID M | COB, CEO, Dir | M - OptEx | — | -53.6K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-05-03 | M | A | 53,610 | — | 168,629 | D | — | — | (F1) On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025. |
| 2 | Common | Common Stock, par value $0.01 per share | 2023-05-03 | F | D | 29,647 | $333.37 | 138,982 | D | — | — | (F2) Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above. |
| 3 | Derivative | Performance-based Restricted Stock Units | 2023-05-03 | M | D | 53,610 | — | 0 | D | — · — to — | 53,610 Common Stock, par value $0.01 per share | (F1) On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025. |