Form 4 for RXRX RECURSION PHARMACEUTICALS, INC.
Accepted 2023-05-05 00:00:00 ET · period of report 2023-05-03 · accession 0001209191-23-027830 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-05-05 | 2023-05-03 | RXRX | Gibson Christopher | CEO, Dir | S - Sale+OE | $4.90 | -25.0K | 0 | -100% | -$122.6K |
| DM | 2023-05-05 | 2023-01-05+ | RXRX | Gibson Christopher | CEO, Dir | C - Cnv Deriv | $0.00 | +10.3K | 956.4K | +1% | $0 |
| DM | 2023-05-05 | 2023-01-05+ | RXRX | Gibson Christopher | CEO, Dir | G - Gift | $0.00 | -19.0K | 955.0K | -2% | $0 |
| D | 2023-05-05 | 2023-05-03 | RXRX | Gibson Christopher | CEO, Dir | M - OptEx | $2.48 | +31.2K | 986.3K | +3% | +$77.5K |
| D | 2023-05-05 | 2023-05-03 | RXRX | Gibson Christopher | CEO, Dir | S - Sale+OE | $4.71 | -33.1K | 953.2K | -3% | -$155.8K |
| DMI | 2023-05-05 | 2023-05-03 | RXRX | Gibson Christopher | CEO, Dir | C - Cnv Deriv | $0.00 | +25.0K | 1,000 | New | $0 |
| DM | 2023-05-05 | 2023-01-05+ | RXRX | Gibson Christopher | CEO, Dir | C - Cnv Deriv | $0.00 | -10.3K | 6.56M | -0.2% | $0 |
| DMI | 2023-05-05 | 2023-05-03 | RXRX | Gibson Christopher | CEO, Dir | C - Cnv Deriv | $0.00 | -25.0K | 531.0K | -4% | $0 |
| D | 2023-05-05 | 2023-05-03 | RXRX | Gibson Christopher | CEO, Dir | M - OptEx | $0.00 | -31.2K | 625.0K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-03 | S | D | 1,000 | $4.92 | 0 | I | — | — | (F10) This transaction was executed in multiple trades at prices ranging from $4.64 to $5.17. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 2 | Common | Class A Common Stock | 2023-01-05 | C | A | 3,000 | $0.00 | 966,710 | D By LAHWRAN-3 LLC | — | — | (F6) The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager. |
| 3 | Common | Class A Common Stock | 2023-01-05 | G | D | 3,000 | $0.00 | 963,710 | D By LAHWRAN-3 LLC | — | — | (F6) The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager. |
| 4 | Common | Class A Common Stock | 2023-02-02 | C | A | 3,000 | $0.00 | 966,710 | D By LAHWRAN-4 LLC | — | — | (F8) The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager. |
| 5 | Common | Class A Common Stock | 2023-02-02 | G | D | 3,000 | $0.00 | 963,710 | D By LAHWRAN-4 LLC | — | — | (F8) The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager. |
| 6 | Common | Class A Common Stock | 2023-03-02 | C | A | 3,000 | $0.00 | 966,710 | D By Gibson Family Trust | — | — | (F9) The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. |
| 7 | Common | Class A Common Stock | 2023-03-02 | G | D | 3,000 | $0.00 | 963,710 | D By Gibson Family Trust | — | — | (F9) The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. |
| 8 | Common | Class A Common Stock | 2023-05-03 | G | D | 8,662 | $0.00 | 955,048 | D | — | — | |
| 9 | Common | Class A Common Stock | 2023-05-03 | C | A | 1,338 | $0.00 | 956,386 | D | — | — | |
| 10 | Common | Class A Common Stock | 2023-05-03 | G | D | 1,338 | $0.00 | 955,048 | D | — | — | |
| 11 | Common | Class A Common Stock | 2023-05-03 | M | A | 31,250 | $2.48 | 986,298 | D | — | — | |
| 12 | Common | Class A Common Stock | 2023-05-03 | S | D | 33,073 | $4.71 | 953,225 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $4.55 to $5.18. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 13 | Common | Class A Common Stock | 2023-05-03 | C | A | 4,000 | $0.00 | 4,000 | I | — | — | |
| 14 | Common | Class A Common Stock | 2023-05-03 | S | D | 4,000 | $4.91 | 0 | I | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $4.57 to $5.17. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 15 | Common | Class A Common Stock | 2023-05-03 | C | A | 20,000 | $0.00 | 20,000 | I | — | — | |
| 16 | Common | Class A Common Stock | 2023-05-03 | S | D | 20,000 | $4.90 | 0 | I | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $4.57 to $5.17. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 17 | Common | Class A Common Stock | 2023-05-03 | C | A | 1,000 | $0.00 | 1,000 | I | — | — | |
| 18 | Derivative | Class B Common Stock | 2023-01-05 | C | D | 3,000 | $0.00 | 6,558,834 | D by LAHWRAN-4 LLC | $0.00 · — to — | 3,000 Class A Common Stock | (F8) The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager. (F14) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 19 | Derivative | Class B Common Stock | 2023-05-03 | C | D | 1,000 | $0.00 | 122,875 | I | $0.00 · — to — | 1,000 Class A Common Stock | (F14) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 20 | Derivative | Class B Common Stock | 2023-05-03 | C | D | 20,000 | $0.00 | 488,000 | I | $0.00 · — to — | 20,000 Class A Common Stock | (F14) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 21 | Derivative | Class B Common Stock | 2023-05-03 | C | D | 4,000 | $0.00 | 531,000 | I | $0.00 · — to — | 4,000 Class A Common Stock | (F14) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 22 | Derivative | Class B Common Stock | 2023-05-03 | C | D | 1,338 | $0.00 | 6,551,496 | D | $0.00 · — to — | 1,338 Class A Common Stock | (F14) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 23 | Derivative | Class B Common Stock | 2023-03-02 | C | D | 3,000 | $0.00 | 6,552,834 | D | $0.00 · — to — | 3,000 Class A Common Stock | (F14) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 24 | Derivative | Class B Common Stock | 2023-02-02 | C | D | 3,000 | $0.00 | 6,555,834 | D by Gibson Family Trust | $0.00 · — to — | 3,000 Class A Common Stock | (F9) The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. (F14) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 25 | Derivative | Stock Option (Right to Buy) | 2023-05-03 | M | D | 31,250 | $0.00 | 625,000 | D by LAHWRAN-3 LLC | $2.48 · — to 2030-12-30 | 31,250 Class A Common Stock | (F6) The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager. (F13) The option, originally for 1,500,000 shares, vested as to one forty-eighth (1/48th) of the shares subject to the option on January 31, 2021, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter. |