Form 4 for OPK OPKO HEALTH, INC.
Accepted 2023-05-08 00:00:00 ET · period of report 2023-05-05 · accession 0001209191-23-027852 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-05-08 | 2023-05-05 | OPK | Nabel Gary J. | Chief Innovation Off, Dir | P - Purchase | $1.81 | +187.6K | 263.1K | +249% | +$340.1K |
| MI | 2023-05-08 | 2023-05-05 | OPK | Nabel Gary J. | Chief Innovation Off, Dir | P - Purchase | $1.84 | +272.6K | 168.7K | New | +$501.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-05 | P | A | 19,285 | $1.78 | 94,756 | D See Footnote | — | — | (F1) Shares held by the GJN 2021 TRUST for the benefit of the Reporting Person's spouse and descendants, and for which the Reporting Person's spouse serves as co-trustee together with an independent trustee. The Reporting Person's spouse and the independent trustee serve as investment advisors of the trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 2 | Common | Common Stock | 2023-05-05 | P | A | 3,185 | $1.79 | 97,941 | D See Footnote | — | — | (F1) Shares held by the GJN 2021 TRUST for the benefit of the Reporting Person's spouse and descendants, and for which the Reporting Person's spouse serves as co-trustee together with an independent trustee. The Reporting Person's spouse and the independent trustee serve as investment advisors of the trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 3 | Common | Common Stock | 2023-05-05 | P | A | 27,777 | $1.80 | 125,718 | D See Footnote | — | — | (F2) Shares held by the EGN 2021 TRUST for the benefit of the Reporting Person and his descendants, and for which an independent trustee has been appointed. The Reporting Person and the independent trustee serve as investment advisors of the trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 4 | Common | Common Stock | 2023-05-05 | P | A | 27,624 | $1.81 | 153,342 | D See Footnote | — | — | (F3) Shares held by the Nabel Family Investments LLC, of which the Reporting Person is the manager with sole investment power and has an approximately 48% interest through the parent trust, the 2009 Nabel Family Children's Trust of which the Reporting Person has sole control, and sole investment power. The Reporting Per disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 5 | Common | Common Stock | 2023-05-05 | P | A | 79,334 | $1.82 | 232,676 | D See Footnote | — | — | (F3) Shares held by the Nabel Family Investments LLC, of which the Reporting Person is the manager with sole investment power and has an approximately 48% interest through the parent trust, the 2009 Nabel Family Children's Trust of which the Reporting Person has sole control, and sole investment power. The Reporting Per disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 6 | Common | Common Stock | 2023-05-05 | P | A | 19,475 | $1.83 | 252,151 | D See Footnote | — | — | (F3) Shares held by the Nabel Family Investments LLC, of which the Reporting Person is the manager with sole investment power and has an approximately 48% interest through the parent trust, the 2009 Nabel Family Children's Trust of which the Reporting Person has sole control, and sole investment power. The Reporting Per disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 7 | Common | Common Stock | 2023-05-05 | P | A | 10,928 | $1.83 | 263,079 | D See Footnote | — | — | (F3) Shares held by the Nabel Family Investments LLC, of which the Reporting Person is the manager with sole investment power and has an approximately 48% interest through the parent trust, the 2009 Nabel Family Children's Trust of which the Reporting Person has sole control, and sole investment power. The Reporting Per disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 8 | Common | Common Stock | 2023-05-05 | P | A | 54,054 | $1.85 | 242,747 | I | — | — | |
| 9 | Common | Common Stock | 2023-05-05 | P | A | 20,009 | $1.85 | 188,693 | I | — | — | |
| 10 | Common | Common Stock | 2023-05-05 | P | A | 28,538 | $1.82 | 19,886,052 | I | — | — | |
| 11 | Common | Common Stock | 2023-05-05 | P | A | 34,338 | $1.84 | 114,338 | I | — | — | |
| 12 | Common | Common Stock | 2023-05-05 | P | A | 54,945 | $1.82 | 19,912,459 | I | — | — | |
| 13 | Common | Common Stock | 2023-05-05 | P | A | 26,407 | $1.85 | 19,912,459 | I | — | — | |
| 14 | Common | Common Stock | 2023-05-05 | P | A | 54,346 | $1.84 | 168,684 | I | — | — |