Form 4 for GNE Genie Energy Ltd.
Accepted 2023-05-09 00:00:00 ET · period of report 2023-05-05 · accession 0001209191-23-028381 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-09 | 2023-05-05 | GNE | JONAS HOWARD S | Dir, 10% | M - OptEx | $4.34 | +256.8K | 628.6K | +69% | +$1.11M |
| D | 2023-05-09 | 2023-05-05 | GNE | JONAS HOWARD S | Dir, 10% | F - Tax | $15.34 | -158.1K | 470.5K | -25% | -$2.43M |
| D | 2023-05-09 | 2023-05-05 | GNE | JONAS HOWARD S | Dir, 10% | M - OptEx | $0.00 | -256.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock, par value $.01 per share | 2023-05-05 | M | A | 256,818 | $4.34 | 628,587 | D | — | — | (F1) Consists of 356,138 shares held directly and 110,000 restricted shares of the Issuer's Class B common stock to be granted due to the vesting of DSUs; 19,116 shares of vested restricted stock; and 143,333 shares of unvested restricted stock, 33,333 shares of which shall vest on January 5, 2024, 36,667 shares of which shall vest on each of August 3, 2023 and August 3, 2024, and 36,666 shares of which shall vest on August 3, 2025. |
| 2 | Common | Class B Common Stock, par value $.01 per share | 2023-05-05 | F | D | 158,109 | $15.34 | 470,478 | D | — | — | (F3) Consists of 198,029 shares held directly and 110,000 restricted shares of the Issuer's Class B common stock to be granted due to the vesting of DSUs; 19,116 shares of vested restricted stock; and 143,333 shares of unvested restricted stock, 33,333 shares of which shall vest on January 5, 2024, 36,667 shares of which shall vest on each of August 3, 2023 and August 3, 2024, and 36,666 shares of which shall vest on August 3, 2025. |
| 3 | Derivative | Option (Right to buy) | 2023-05-05 | M | D | 256,818 | $0.00 | 0 | D | $4.34 · 2021-02-15 to 2023-05-06 | 256,818 Class B Common Stock |