Form 4 for TDG TransDigm Group
Accepted 2023-05-10 00:00:00 ET · period of report 2023-05-08 · accession 0001209191-23-028403 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-05-10 | 2023-05-08 | TDG | Howley W Nicholas | Dir | S - Sale+OE | $775.26 | -9,644 | 21.5K | -31% | -$7.48M |
| DI | 2023-05-10 | 2023-05-08 | TDG | Howley W Nicholas | Dir | M - OptEx | $173.29 | +9,644 | 31.2K | +45% | +$1.67M |
| DI | 2023-05-10 | 2023-05-08 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -9,644 | 58.6K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-08 | S | D | 9,095 | $775.21 | 22,096.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $775.00 - $775.95. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2023-05-08 | S | D | 549 | $776.16 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $776.02- $776.17. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2023-05-08 | M | A | 9,644 | $173.29 | 31,191.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |
| 4 | Derivative | Stock Option | 2023-05-08 | M | D | 9,644 | $0.00 | 58,595 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $173.29 · 2019-09-30 to 2024-11-13 | 9,644 Common Stock | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |