Form 4 for HON Honeywell Technologies
Accepted 2023-05-10 00:00:00 ET · period of report 2023-05-08 · accession 0001209191-23-028555 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-05-10 | 2023-05-08 | HON | Kapur Vimal | Pres, COO, Dir | S - Sale+OE | $197.46 | -6,500 | 8,622 | -43% | -$1.28M |
| DM | 2023-05-10 | 2023-05-08 | HON | Kapur Vimal | Pres, COO, Dir | F - Tax | $197.22 | -22.5K | 5,031 | -82% | -$4.45M |
| DM | 2023-05-10 | 2023-05-08 | HON | Kapur Vimal | Pres, COO, Dir | M - OptEx | $97.63 | +31.2K | 7,781 | New | +$3.05M |
| DM | 2023-05-10 | 2023-05-08 | HON | Kapur Vimal | Pres, COO, Dir | M - OptEx | $0.00 | -31.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-08 | S | D | 6,500 | $197.46 | 8,622 | I | — | — | (F3) The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.43 to $197.46 inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2023-05-08 | F | D | 10,652 | $197.22 | 12,549 | D | — | — | (F2) The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.16 to $197.22, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2023-05-08 | M | A | 14,705 | $98.70 | 23,201 | D | — | — | (F1) All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. |
| 4 | Common | Common Stock | 2023-05-08 | F | D | 9,138 | $197.22 | 8,496 | D | — | — | (F2) The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.16 to $197.22, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Common Stock | 2023-05-08 | M | A | 12,603 | $98.93 | 17,634 | D | — | — | (F1) All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. |
| 6 | Common | Common Stock | 2023-05-08 | M | A | 3,938 | $89.48 | 7,781 | D Held in a trust | — | — | (F1) All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. |
| 7 | Common | Common Stock | 2023-05-08 | F | D | 2,750 | $197.22 | 5,031 | D | — | — | (F2) The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.16 to $197.22, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 8 | Derivative | Stock Option (Right to Buy) | 2023-05-08 | M | D | 3,938 | $0.00 | 0 | D | $89.48 · 2018-02-27 to 2024-02-26 | 3,938 Common Stock | (F1) All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. (F4) The stock options were granted under the 2011 Stock Incentive Plan and vested in four equal annual installments, with the first installment vesting on February 27, 2015. |
| 9 | Derivative | Stock Option (Right to Buy) | 2023-05-08 | M | D | 14,705 | $0.00 | 0 | D | $98.70 · 2020-02-25 to 2026-02-24 | 14,705 Common Stock | (F1) All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. (F6) The stock options were granted under the 2011 Stock Incentive Plan and vested in four equal annual installments, with the first installment vesting on February 25, 2017. |
| 10 | Derivative | Stock Option (Right to Buy) | 2023-05-08 | M | D | 12,603 | $0.00 | 0 | D | $98.93 · 2019-02-26 to 2025-02-25 | 12,603 Common Stock | (F1) All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. (F5) The stock options were granted under the 2011 Stock Incentive Plan and vested in four equal annual installments, with the first installment vesting on February 26, 2016. |