Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2023-05-12 00:00:00 ET · period of report 2023-05-10 · accession 0001209191-23-028942 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-12 | 2023-05-10 | UEIC | KOOPMANS MENNO | SVP, Gbl Sales | M - OptEx | — | +362 | 11.7K | +3% | — |
| D | 2023-05-12 | 2023-05-10 | UEIC | KOOPMANS MENNO | SVP, Gbl Sales | F - Tax | $8.55 | -148 | 11.6K | -1% | -$1,265 |
| D | 2023-05-12 | 2023-05-10 | UEIC | KOOPMANS MENNO | SVP, Gbl Sales | M - OptEx | $0.00 | -362 | 11.4K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-10 | M | A | 362 | — | 11,721 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 2 | Common | Common Stock | 2023-05-10 | F | D | 148 | $8.55 | 11,573 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 3 | Derivative | Restricted Stock Units | 2023-05-10 | M | D | 362 | $0.00 | 11,445 | D | — · — to — | 362 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |