Form 4 for MMI Marcus & Millichap, Inc.
Accepted 2023-05-12 00:00:00 ET · period of report 2023-05-10 · accession 0001209191-23-029224 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-12 | 2023-05-10 | MMI | LaBerge Gregory A. | Chief Administrative Off | M - OptEx | — | +1,000 | 13.6K | +8% | — |
| D | 2023-05-12 | 2023-05-10 | MMI | LaBerge Gregory A. | Chief Administrative Off | F - Tax | $28.08 | -346 | 13.2K | -3% | -$9,716 |
| D | 2023-05-12 | 2023-05-10 | MMI | LaBerge Gregory A. | Chief Administrative Off | M - OptEx | $0.00 | -1,000 | 2,000 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-10 | M | A | 1,000 | — | 13,559 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2023-05-10 | F | D | 346 | $28.08 | 13,213 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on May 10, 2023. |
| 3 | Derivative | Restricted Stock Units | 2023-05-10 | M | D | 1,000 | $0.00 | 2,000 | D | — · — to — | 1,000 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F3) The restricted stock units vest in five equal annual installments beginning May 10, 2021. |