Form 4 for TRIN Trinity Capital Inc.
Accepted 2023-05-16 00:00:00 ET · period of report 2023-05-11 · accession 0001209191-23-029636 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-05-16 | 2023-05-11 | TRIN | Brown Steve Louis | COB, CEO, Dir | P - Purchase | $11.55 | +3,700 | 639.6K | +0.6% | +$42.7K | |
| I | 2023-05-16 | 2023-05-11 | TRIN | Brown Steve Louis | COB, CEO, Dir | P - Purchase | $11.56 | +670 | 540.7K | +0.1% | +$7,745 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-11 | P | A | 3,700 | $11.55 | 639,576 | D By The Steven and Patricia Brown Family Trust, dated March 19, 1998 | — | — | (F1) Includes (1) 164,739 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023, and (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021. |
| 2 | Common | Common Stock | 2023-05-11 | P | A | 670 | $11.56 | 540,746 | I | — | — |