Form 4 for TDG TransDigm Group
Accepted 2023-05-16 00:00:00 ET · period of report 2023-05-15 · accession 0001209191-23-029650 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-05-16 | 2023-05-15 | TDG | Howley W Nicholas | Dir | S - Sale+OE | $800.76 | -3,250 | 24.7K | -12% | -$2.60M |
| DI | 2023-05-16 | 2023-05-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $173.29 | +3,250 | 24.8K | +15% | +$563.2K |
| DI | 2023-05-16 | 2023-05-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -3,250 | 55.3K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-15 | S | D | 489 | $801.91 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $801.65 - $802.195. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2023-05-15 | S | D | 1,529 | $801.14 | 22,036.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $800.65 - $801.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2023-05-15 | M | A | 3,250 | $173.29 | 24,797.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |
| 4 | Common | Common Stock | 2023-05-15 | S | D | 101 | $799.38 | 24,631.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $798.56 - $799.545. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2023-05-15 | S | D | 1,066 | $800.05 | 23,565.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $799.63 - $800.59 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2023-05-15 | S | D | 65 | $797.08 | 24,732.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | |
| 7 | Derivative | Stock Option | 2023-05-15 | M | D | 3,250 | $0.00 | 55,345 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $173.29 · 2019-09-30 to 2024-11-13 | 3,250 Common Stock | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |