Form 4 for RMBS RAMBUS INC
Accepted 2023-05-16 00:00:00 ET · period of report 2023-05-15 · accession 0001209191-23-029904 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-16 | 2023-05-15 | RMBS | Seraphin Luc | Pres, CEO, Dir | S - Sale+OE | $49.39 | -4,556 | 255.4K | -2% | -$225.0K |
| DM | 2023-05-16 | 2023-05-15 | RMBS | Seraphin Luc | Pres, CEO, Dir | M - OptEx | $12.84 | +4,474 | 259.6K | +2% | +$57.4K |
| DM | 2023-05-16 | 2023-05-15 | RMBS | Seraphin Luc | Pres, CEO, Dir | M - OptEx | $0.00 | -4,474 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-15 | S | D | 302 | $49.39 | 255,414 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.187 to $49.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2023-05-15 | S | D | 82 | $49.33 | 255,332 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.28 to $49.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2023-05-15 | M | A | 302 | $12.80 | 255,716 | D | — | — | |
| 4 | Common | Common Stock | 2023-05-15 | S | D | 4,172 | $49.39 | 255,414 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.187 to $49.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2023-05-15 | M | A | 4,172 | $12.84 | 259,586 | D | — | — | |
| 6 | Derivative | Employee stock option (right to buy) | 2023-05-15 | M | D | 302 | $0.00 | 0 | D | $12.80 · — to 2027-02-01 | 302 Common Stock | (F5) The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021. |
| 7 | Derivative | Employee stock option (right to buy) | 2023-05-15 | M | D | 4,172 | $0.00 | 0 | D | $12.84 · — to 2028-02-01 | 4,172 Common Stock | (F4) The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022. |