Form 4 for ACLS AXCELIS TECHNOLOGIES INC
Accepted 2023-05-16 00:00:00 ET · period of report 2023-05-15 · accession 0001209191-23-029946 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-05-16 | 2023-05-15 | ACLS | PUMA MARY G | Executive COB, Dir | A - Grant | $0.00 | +12.0K | 344.4K | +4% | $0 | |
| M | 2023-05-16 | 2023-05-15 | ACLS | PUMA MARY G | Executive COB, Dir | F - Tax | $127.99 | -9,882 | 334.5K | -3% | -$1.26M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-15 | A | A | 12,018 | $0.00 | 344,430 | D | — | — | (F1) In this grant under the Company's 2012 Equity Incentive Plan, the executive may earn shares of common stock, ranging from zero to 150% of the granted units. The shares are earned based on the achievement of 2023 performance goals. Assuming continuation of employment, 100% of the earned shares will vest on February 28, 2024. Unearned restricted stock units will forfeit on February 28, 2024. (F2) Of the shares held after the grant on May 15, 2023, 102,239 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. |
| 2 | Common | Common Stock | 2023-05-15 | F | D | 5,050 | $127.99 | 339,380 | D | — | — | (F4) Represents the closing price of the common stock on the date of the tax withholding. (F3) These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. (F5) Of the shares held after this first tax withholding forfeiture (and related vesting) on May 15, 2023, 90,853 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. |
| 3 | Common | Common Stock | 2023-05-15 | F | D | 4,832 | $127.99 | 334,548 | D | — | — | (F4) Represents the closing price of the common stock on the date of the tax withholding. (F3) These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. (F6) Of the shares held after this second tax withholding forfeiture (and related vesting) on May 15, 2023, 79,958 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. |