Form 4 for RSG Republic Services
Accepted 2023-05-16 00:00:00 ET · period of report 2023-05-12 · accession 0001209191-23-029950 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-16 | 2023-05-12 | RSG | Pegula Kim S | Dir | M - OptEx | $0.00 | +6,092 | 15.7K | +64% | $0 |
| DM | 2023-05-16 | 2023-05-12 | RSG | Pegula Kim S | Dir | M - OptEx | $0.00 | -6,092 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-12 | M | A | 2,554 | $0.00 | 13,916 | D | — | — | (F1) On 01/04/2021 the non-management Director was granted an award of 2,459 Restricted Stock Units ("RSUs") in accordance with the Company's 2021 Stock Incentive Plan. The RSUs were immediately vested on the date of grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The Reporting Person retired from the Board effective 05/12/2023 and the settlement of 2,554 RSUs, that included dividend equivalents, to Company common stock was effective on 05/12/2023. |
| 2 | Common | Common Stock | 2023-05-12 | M | A | 1,801 | $0.00 | 17,454 | D | — | — | (F3) On 01/03/2023 the non-management Director was granted an award of 1,788 Restricted Stock Units ("RSUs") in accordance with the Company's 2021 Stock Incentive Plan. The RSUs were immediately vested on the date of grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The Reporting Person retired from the Board effective 05/12/2023 and the settlement of 1,801 RSUs, that included dividend equivalents, to Company common stock was effective on 05/12/2023. |
| 3 | Common | Common Stock | 2023-05-12 | M | A | 1,737 | $0.00 | 15,653 | D | — | — | (F2) On 01/03/2022 the non-management Director was granted an award of 1,699 Restricted Stock Units ("RSUs") in accordance with the Company's 2021 Stock Incentive Plan. The RSUs were immediately vested on the date of grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The Reporting Person retired from the Board effective 05/12/2023 and the settlement of 1,737 RSUs, that included dividend equivalents, to Company common stock was effective on 05/12/2023. |
| 4 | Derivative | Restricted Stock Units | 2023-05-12 | M | D | 1,801 | $0.00 | 0 | D | — · — to — | 1,801 Common Stock | (F4) Based on 1 on 1 conversion. (F3) On 01/03/2023 the non-management Director was granted an award of 1,788 Restricted Stock Units ("RSUs") in accordance with the Company's 2021 Stock Incentive Plan. The RSUs were immediately vested on the date of grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The Reporting Person retired from the Board effective 05/12/2023 and the settlement of 1,801 RSUs, that included dividend equivalents, to Company common stock was effective on 05/12/2023. |
| 5 | Derivative | Restricted Stock Units | 2023-05-12 | M | D | 1,737 | $0.00 | 0 | D | — · — to — | 1,737 Common Stock | (F4) Based on 1 on 1 conversion. (F2) On 01/03/2022 the non-management Director was granted an award of 1,699 Restricted Stock Units ("RSUs") in accordance with the Company's 2021 Stock Incentive Plan. The RSUs were immediately vested on the date of grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The Reporting Person retired from the Board effective 05/12/2023 and the settlement of 1,737 RSUs, that included dividend equivalents, to Company common stock was effective on 05/12/2023. |
| 6 | Derivative | Restricted Stock Units | 2023-05-12 | M | D | 2,554 | $0.00 | 0 | D | — · — to — | 2,554 Common Stock | (F4) Based on 1 on 1 conversion. (F1) On 01/04/2021 the non-management Director was granted an award of 2,459 Restricted Stock Units ("RSUs") in accordance with the Company's 2021 Stock Incentive Plan. The RSUs were immediately vested on the date of grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The Reporting Person retired from the Board effective 05/12/2023 and the settlement of 2,554 RSUs, that included dividend equivalents, to Company common stock was effective on 05/12/2023. |