Form 4 for VELO Velo3D, Inc.
Accepted 2023-05-16 00:00:00 ET · period of report 2023-05-15 · accession 0001209191-23-029989 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-16 | 2023-05-15 | VELO | Buller Benyamin | CEO, Dir | S - Sale+OE | $1.86 | -22.2K | 5.03M | -0.4% | -$41.4K |
| DM | 2023-05-16 | 2023-05-15 | VELO | Buller Benyamin | CEO, Dir | M - OptEx | — | +61.1K | 5.01M | +1% | — |
| DM | 2023-05-16 | 2023-05-15 | VELO | Buller Benyamin | CEO, Dir | M - OptEx | $0.00 | -61.1K | 221.1K | -22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-15 | S | D | 22,236 | $1.86 | 5,027,278 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-15 | M | A | 38,942 | — | 5,049,514 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. |
| 3 | Common | Common Stock | 2023-05-15 | M | A | 22,111 | — | 5,010,572 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2023-05-15 | M | D | 38,942 | $0.00 | 116,821 | D | — · — to — | 38,942 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. (F4) The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2023-05-15 | M | D | 22,111 | $0.00 | 221,109 | D | — · — to — | 22,111 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. (F3) The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. |