Form 4 for NTAP NetApp
Accepted 2023-05-17 00:00:00 ET · period of report 2023-05-15 · accession 0001209191-23-030120 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-17 | 2023-05-15 | NTAP | Kurian George | CEO, Dir | S - Sale+OE | $64.50 | -2,250 | 147.1K | -2% | -$145.1K |
| D | 2023-05-17 | 2023-05-15 | NTAP | Kurian George | CEO, Dir | F - Tax | $64.75 | -4,865 | 149.3K | -3% | -$315.0K |
| D | 2023-05-17 | 2023-05-15 | NTAP | Kurian George | CEO, Dir | M - OptEx | $0.00 | +13.8K | 154.2K | +10% | $0 |
| DM | 2023-05-17 | 2023-05-15 | NTAP | Kurian George | CEO, Dir | M - OptEx | $0.00 | -13.8K | 34.5K | -29% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-05-15 | S | D | 2,250 | $64.50 | 147,064 | D | — | — | |
| 2 | Common | Common Shares | 2023-05-15 | F | D | 4,865 | $64.75 | 149,314 | D | — | — | |
| 3 | Common | Common shares | 2023-05-15 | M | A | 13,759 | $0.00 | 154,179 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2023-05-15 | M | D | 2,257 | $0.00 | 18,050 | D | $0.00 · 2022-05-15 to 2028-07-01 | 2,257 Common Stock | (F2) Restricted Stock Units convert into common stock on a one-for-one basis. (F3) On July 1, 2021, the reporting person was granted 36,100 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 5 | Derivative | Restricted Stock Unit | 2023-05-15 | M | D | 11,502 | $0.00 | 34,508 | D | $0.00 · 2023-05-15 to 2029-07-01 | 11,502 Common Stock | (F2) Restricted Stock Units convert into common stock on a one-for-one basis. (F4) On July 1, 2022, the reporting person was granted 46,010 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |