Form 4 for HLIT HARMONIC INC.
Accepted 2023-05-17 00:00:00 ET · period of report 2023-05-15 · accession 0001209191-23-030148 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-17 | 2023-05-15 | HLIT | HARSHMAN PATRICK | Pres, CEO, Dir | M - OptEx | $0.00 | +30.2K | 628.4K | +5% | $0 |
| D | 2023-05-17 | 2023-05-15 | HLIT | HARSHMAN PATRICK | Pres, CEO, Dir | F - Tax | $16.49 | -15.9K | 612.0K | -3% | -$262.5K |
| DM | 2023-05-17 | 2023-05-15 | HLIT | HARSHMAN PATRICK | Pres, CEO, Dir | M - OptEx | $0.00 | -30.2K | 95.8K | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-15 | M | A | 30,238 | $0.00 | 628,385 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-15 | F | D | 15,920 | $16.49 | 611,965 | D | — | — | (F1) Reflects an adjustment of 500 shares of common stock transferred to the reporting person's ex-spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. |
| 3 | Derivative | Restricted Stock Units | 2023-05-15 | M | D | 16,555 | $0.00 | 49,665 | D | $0.00 · 2022-02-15 to 2024-02-15 | 16,555 Common Stock | |
| 4 | Derivative | Restricted Stock Units | 2023-05-15 | M | D | 13,683 | $0.00 | 95,786 | D | $0.00 · 2023-02-15 to 2025-02-15 | 13,683 Common Stock |