Form 4 for HLIT HARMONIC INC.
Accepted 2023-05-17 00:00:00 ET · period of report 2023-05-15 · accession 0001209191-23-030172 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-17 | 2023-05-15 | HLIT | Rosenberg Jeremy | Interim CFO, SVP Bus Dev | F - Tax | $16.49 | -2,151 | 153.2K | -1% | -$35.5K |
| D | 2023-05-17 | 2023-05-15 | HLIT | Rosenberg Jeremy | Interim CFO, SVP Bus Dev | M - OptEx | $0.00 | +7,832 | 155.4K | +5% | $0 |
| DM | 2023-05-17 | 2023-05-15 | HLIT | Rosenberg Jeremy | Interim CFO, SVP Bus Dev | M - OptEx | $0.00 | -7,832 | 19.6K | -29% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-15 | F | D | 2,151 | $16.49 | 153,229 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-15 | M | A | 7,832 | $0.00 | 155,380 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-05-15 | M | D | 2,000 | $0.00 | 4,000 | D | $0.00 · 2023-05-15 to 2025-05-15 | 2,000 Common Stock | |
| 4 | Derivative | Restricted Stock Units | 2023-05-15 | M | D | 3,033 | $0.00 | 9,100 | D | $0.00 · 2022-02-15 to 2024-02-15 | 3,033 Common Stock | |
| 5 | Derivative | Restricted Stock Units | 2023-05-15 | M | D | 2,799 | $0.00 | 19,594 | D | $0.00 · 2023-02-15 to 2025-02-15 | 2,799 Common Stock |